SECFinal Rule
Guidance: Form N-PORT and Form N-CEN Reporting; Open-End Fund Liquidity Risk Management Programs; Extension
Finance & Banking
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Summary
The SEC is extending deadlines for mutual fund companies to report detailed information about their funds and their plans for managing investment risks. This helps protect investors by ensuring the government has up-to-date information about how mutual funds operate and handle potential financial problems.
Key Points
- 1Mutual fund companies get extra time to file required reports about their fund holdings and risk management practices
- 2The extension applies to two specific reporting forms (N-PORT and N-CEN) that track fund investments and liquidity risks
- 3This rule affects investment companies that manage mutual funds and other open-end funds that people invest in through retirement accounts and savings
- 4The delayed deadlines give fund companies more time to comply with SEC regulations without penalty
- 5Better reporting requirements help the SEC monitor whether funds can quickly convert investments to cash if many investors need their money back at once
Key Dates
Published
April 22, 2025
This summary is for informational purposes only. It may not capture all nuances of the regulation. Always refer to the official text for authoritative information.
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