SECFinal Rule
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Finance & BankingOther
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Summary
The Securities and Exchange Commission (SEC) is reviewing its existing rules to determine which ones may be outdated or too burdensome, particularly for small businesses. This is a routine legal requirement to ensure that financial regulations remain fair and practical.
Key Points
- 1The SEC is examining its current rulebook to identify regulations that might need to be changed, eliminated, or simplified
- 2This review is required by law and focuses on how rules affect smaller companies and businesses that have fewer resources
- 3The public can submit comments about which rules are problematic or unnecessarily complicated until February 12, 2026
- 4Rules under review could affect how small investment firms, brokers, and financial companies operate
- 5The goal is to balance protecting investors while not placing excessive compliance costs on smaller financial firms
Key Dates
Published
January 12, 2026
This summary is for informational purposes only. It may not capture all nuances of the regulation. Always refer to the official text for authoritative information.
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